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Reminder to RSVP!
Join us in Santa Monica for

Consumers as Investors | Redefining Financing Options for Entrepreneurs 
Tuesday, May 24, 2016


Join us for a morning workshop focused on recent trends in retail, consumer technology and capital raising options for emerging companies.

Discussion topics:

  • How companies are evolving to meet shift in consumer and millennial behavior
  • The new mode of "customer experience" and innovation in e-commerce, payment processing and direct marketing
  • Building brand loyalty through stock ownership
  • The "Mini IPO" - financing options and exit for early investors
  • General solicitation, crowdfunding and online capital raising under the JOBS Act


7:30am: Registration / Breakfast
8:00 - 8:45am: Insights and Trends in E-Commerce, Online Marketplaces and Social Enterprise 
8:45am: Networking Break
9:00 - 10:00am: Financing Your Brand 

Speaking Firms:
BeautyKind | Breakaway Funding | B.Riley & Co. | FlashFunders | 
Manatt, Phelps & Phillips, LLP | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Mitchell Silberberg & Knupp LLP | ROTH Capital Partners | Wedbush Securities


When & Where:
Tuesday, May 24, 2016
7:30am - 10:00am

Viceroy Santa Monica Hotel
Bristol Room & Patio
1819 Ocean Avenue
Santa Monica, CA 90401

*Limited rooms are available at a discounted rate at the Viceroy Hotel. Please contact Maribel for details upon booking and mention the OTC Markets Group Event.
Maribel Perez: (310) 434.2804 or email:


Please RSVP to Josette Menge at by Friday, May 20, 2016.

There is no fee to attend this event. We encourage you to share our event with colleagues who may be interested in attending.